To help the government fight the funding of terrorism and money laundering, federal law and contractual obligations between National Financial Services LLC and us require us to obtain your name, date of birth, address and a government-issued ID number before opening your account, and to verify the information.
In certain circumstances, we may obtain and verify comparable information for any person authorized to make transactions in an account or beneficial owners of certain entities. Additional documentation is required for certain entities, such as trusts, estates, corporations, partnerships and other organizations.
Your account may be restricted if we or National Financial Services LLC cannot obtain and verify this information. We or National Financial Services LLC will not be responsible for any losses or damages (including, but not limited to, lost opportunities) that may result if your account is restricted or closed.